Filing Details

Accession Number:
0001217234-21-000242
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-09 18:01:11
Reporting Period:
2021-11-05
Accepted Time:
2021-11-09 18:01:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613855 Peter Maag C/O Caredx, Inc.
1 Tower Place, 9Th Floor
South San Francisco CA 94080
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-05 925 $6.31 342,681 No 4 M Direct
Common Stock Acquisiton 2021-11-05 3,125 $12.24 345,806 No 4 M Direct
Common Stock Acquisiton 2021-11-05 5,950 $24.35 351,756 No 4 M Direct
Common Stock Disposition 2021-11-05 10,000 $49.40 341,756 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-05 925 $0.00 925 $6.31
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-05 3,125 $0.00 3,125 $12.24
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-05 5,950 $0.00 5,950 $24.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,016 2028-01-19 No 4 M Direct
21,875 2028-06-29 No 4 M Direct
50,956 2030-02-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect As UTMA custodian for minor child
Common Stock 1,000 Indirect As UTMA custodian for minor child
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. Shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  4. 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
  5. 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.