Filing Details

Accession Number:
0001441683-21-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-09 16:44:47
Reporting Period:
2021-11-05
Accepted Time:
2021-11-09 16:44:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441683 Appian Corp APPN Services-Prepackaged Software (7372) 541956084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707384 Steven Mark Lynch C/O Appian Corporation
7950 Jones Branch Drive
Mclean VA 22102
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-05 14,598 $0.00 19,272 No 4 M Direct
Class A Common Stock Disposition 2021-11-08 304 $92.70 18,968 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 61 $93.98 18,907 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 1,017 $95.71 17,890 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 758 $96.58 17,132 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 2,607 $97.68 14,525 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 318 $98.20 14,207 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2021-11-05 10,000 $0.00 10,000 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2021-11-05 4,522 $0.00 4,522 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2021-11-05 76 $0.00 76 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 No 4 M Direct
13,566 No 4 M Direct
152 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $92.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.74 to $94.35, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.05 to $96.04, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.09 to $97.04, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.44, inclusive.
  9. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
  10. The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
  11. The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
  12. The RSUs were granted on October 19, 2018, and vest in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.