Filing Details

Accession Number:
0001127602-21-028686
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-09 15:23:07
Reporting Period:
2021-11-05
Accepted Time:
2021-11-09 15:23:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94049 Stepan Co SCL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 361823834
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1738439 Luis Rojo 1101 Skokie Boulevard, Suite 500
Northbrook IL 60062
Vp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-05 2,000 $70.86 4,210 No 4 M Direct
Common Stock Disposition 2021-11-05 1,135 $124.95 3,075 No 4 D Direct
Common Stock Disposition 2021-11-05 254 $124.95 2,821 No 4 F Direct
Common Stock Acquisiton 2021-11-05 1,000 $70.86 3,821 No 4 M Direct
Common Stock Disposition 2021-11-05 552 $128.35 3,269 No 4 D Direct
Common Stock Disposition 2021-11-05 132 $128.35 3,137 No 4 F Direct
Common Stock Disposition 2021-11-05 800 $125.02 2,337 No 4 S Direct
Common Stock Disposition 2021-11-05 300 $125.88 2,037 No 4 S Direct
Common Stock Acquisiton 2021-11-08 1,000 $70.86 3,037 No 4 M Direct
Common Stock Disposition 2021-11-08 553 $128.22 2,484 No 4 D Direct
Common Stock Disposition 2021-11-08 131 $128.22 2,353 No 4 F Direct
Common Stock Disposition 2021-11-08 900 $128.15 1,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2021-11-05 2,000 $0.00 2,000 $70.86
Common Stock Stock Appreciation Right Disposition 2021-11-05 1,000 $0.00 1,000 $70.86
Common Stock Stock Appreciation Right Disposition 2021-11-08 1,000 $0.00 1,000 $70.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,221 2019-05-02 2028-05-01 No 4 M Direct
6,221 2019-05-02 2028-05-01 No 4 M Direct
5,221 2019-05-02 2028-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 233 Indirect By Esop II Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Share Units $0.00 2,224 2,224 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,224 2,224 Direct
Footnotes
  1. The Stock Appreciation Rights ("SARS") were settled in shared of common stock as per the terms of the award.
  2. Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
  3. Withholding of shares to satisfy tax liability on exercise of SARs.
  4. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $124.738 to $125.51, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
  5. The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $125.78 to $126.01, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
  6. Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report.
  7. Vests ratably over three years beginning on the date shown.
  8. Share units convert on a one-for-one basis into Common Stock.
  9. Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.