Filing Details

Accession Number:
0001179110-21-009952
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-08 18:22:22
Reporting Period:
2021-11-08
Accepted Time:
2021-11-08 18:22:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1159036 Halozyme Therapeutics Inc. HALO Biological Products, (No Disgnostic Substances) (2836) 880488686
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528185 Helen Torley C/O Halozyme Therapeutics, Inc.
11388 Sorrento Valley Road
San Diego CA 92121
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-08 50,000 $14.66 587,160 No 4 M Direct
Common Stock Disposition 2021-11-08 37,775 $39.62 549,385 No 4 S Direct
Common Stock Disposition 2021-11-08 12,225 $40.42 537,160 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2021-11-08 50,000 $14.66 50,000 $14.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,000 2024-01-06 No 4 M Direct
Footnotes
  1. The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1.
  2. Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.25 to $40.20. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.25 to $40.63. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.