Filing Details

Accession Number:
0001104659-21-135793
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-08 18:13:40
Reporting Period:
2021-11-05
Accepted Time:
2021-11-08 18:13:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551182 Eaton Corp Plc ETN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188578 Craig Arnold 1000 Eaton Boulevard
Cleveland OH 44122
See Remarks Below. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-11-05 1,391 $71.89 380,887 No 4 M Direct
Ordinary Shares Disposition 2021-11-05 577 $173.13 380,310 No 4 F Direct
Ordinary Shares Acquisiton 2021-11-05 127,559 $71.89 507,869 No 4 M Direct
Ordinary Shares Disposition 2021-11-05 25,929 $170.78 481,940 No 4 S Direct
Ordinary Shares Disposition 2021-11-05 82,432 $171.32 399,508 No 4 S Direct
Ordinary Shares Disposition 2021-11-05 16,558 $172.33 382,950 No 4 S Direct
Ordinary Shares Disposition 2021-11-05 2,640 $173.20 380,310 No 4 S Direct
Ordinary Shares Acquisiton 2021-11-05 1,220 $81.96 381,530 No 4 M Direct
Ordinary Shares Disposition 2021-11-05 577 $173.27 380,953 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option Disposition 2021-11-05 1,391 $0.00 1,391 $71.89
Ordinary Shares Stock Option Disposition 2021-11-05 127,559 $0.00 127,559 $71.89
Ordinary Shares Stock Option Disposition 2021-11-05 1,220 $0.00 1,220 $81.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
127,559 2018-02-21 2027-02-21 No 4 M Direct
0 2018-02-21 2027-02-21 No 4 M Direct
116,330 2019-02-27 2028-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 179 Indirect by trustee of ESP
Footnotes
  1. The number of shares beneficially owned has been updated to correct an administrative error.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  5. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.