Filing Details
- Accession Number:
- 0001209191-21-063407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-08 17:04:23
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-08 17:04:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1653909 | Allbirds Inc. | BIRD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202435 | Dan Levitan | C/O Allbirds, Inc. 730 Montgomery Street San Francisco CA 94111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-05 | 1,439,281 | $0.00 | 1,439,281 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2021-11-05 | 1,439,281 | $15.00 | 0 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Acquisiton | 2021-11-05 | 382,269 | $0.00 | 382,269 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2021-11-05 | 382,269 | $15.00 | 0 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Acquisiton | 2021-11-05 | 178,450 | $0.00 | 178,450 | No | 4 | C | Indirect | See footnote |
| Class A Common Stock | Disposition | 2021-11-05 | 178,450 | $15.00 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Series Seed Preferred Stock | Disposition | 2021-11-05 | 290,625 | $0.00 | 290,625 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 290,625 | $0.00 | 290,625 | $0.00 |
| Class B Common Stock | Series A Preferred Stock | Disposition | 2021-11-05 | 12,632,840 | $0.00 | 12,632,840 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 12,632,840 | $0.00 | 12,632,840 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-05 | 1,439,281 | $0.00 | 1,439,281 | $0.00 |
| Class B Common Stock | Series Seed Preferred Stock | Disposition | 2021-11-05 | 29,165 | $0.00 | 29,165 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 29,165 | $0.00 | 29,165 | $0.00 |
| Class B Common Stock | Series A Preferred Stock | Disposition | 2021-11-05 | 4,141,475 | $0.00 | 4,141,475 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 4,141,475 | $0.00 | 4,141,475 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-05 | 382,269 | $0.00 | 382,269 | $0.00 |
| Class B Common Stock | Series Seed Preferred Stock | Disposition | 2021-11-05 | 35,925 | $0.00 | 35,925 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 35,925 | $0.00 | 35,925 | $0.00 |
| Class B Common Stock | Series A Preferred Stock | Disposition | 2021-11-05 | 1,568,030 | $0.00 | 1,568,030 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-05 | 1,568,030 | $0.00 | 1,568,030 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-05 | 178,450 | $0.00 | 178,450 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 393,785 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 13,026,625 | No | 4 | C | Indirect | ||
| 11,587,344 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 39,520 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 4,180,995 | No | 4 | C | Indirect | ||
| 3,798,726 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 48,680 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 1,616,710 | No | 4 | C | Indirect | ||
| 1,438,260 | No | 4 | C | Indirect |
Footnotes
- Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares.
- Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares.
- Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares.
- Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering.
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation.
Billionaire Hedge Funds
