Filing Details

Accession Number:
0001567619-21-019469
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-11-08 16:06:47
Reporting Period:
2021-11-02
Accepted Time:
2021-11-08 16:06:47
Original Submission Date:
2021-11-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046995 Emagin Corp EMAN Semiconductors & Related Devices (3674) 561764501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230770 Ltd Ginola C/O Inpendra Limited, 2Nd Floor
Eaton House, 9 Seaton Place
St. Helier Y9 JE4 9WG
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-02 21,303 $2.70 109,209 No 4 S Direct
Common Stock Disposition 2021-11-03 18,718 $2.80 90,491 No 4 S Direct
Common Stock Disposition 2021-11-02 61,296 $2.70 584,617 No 4 S Indirect By Flat Creek Fiduciary Management LLC, as Trustee
Common Stock Disposition 2021-11-03 52,718 $2.80 531,899 No 4 S Indirect By Flat Creek Fiduciary Management LLC, as Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Flat Creek Fiduciary Management LLC, as Trustee
No 4 S Indirect By Flat Creek Fiduciary Management LLC, as Trustee
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 78,478 Indirect By Mount Union Corp.
Common Stock 57,372 Indirect By Chelsea Trust Company, as Trustee
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of eMagin Corporation (the "Issuer") were sold in multiple transactions at prices ranging from $2.60 to $2.80 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
  2. The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. The Reporting Person undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
  3. The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.61 to $2.79 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
  4. The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $2.70 to $2.84 per share of Common Stock of the Issuer, inclusive. Flat Creek Fiduciary Management LLC, as Trustee, undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the SEC full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
  5. These securities are solely owned by Flat Creek Fiduciary Management LLC, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
  6. These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
  7. These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.