Filing Details

Accession Number:
0001179110-21-009899
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-05 16:16:07
Reporting Period:
2021-11-04
Accepted Time:
2021-11-05 16:16:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708341 Allied Esports Entertainment Inc. AESE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431523 J Adam Pliska 17877 Von Karman Ave
Suite 300
Irvine CA 92614
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-04 106,143 $1.93 5,895 No 4 S Direct
Common Stock Disposition 2021-11-05 3,705 $1.92 2,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 15, 2021.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.