Filing Details
- Accession Number:
- 0000947871-21-001139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-04 06:09:30
- Reporting Period:
- 2021-11-03
- Accepted Time:
- 2021-11-04 06:09:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1701605 | Baker Hughes Co | BKR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | NY |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 40545 | General Electric Co | 5 Necco Street Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-11-03 | 47,380,978 | $25.00 | 0 | No | 4 | S | Indirect | See footnote |
| Class B Common Stock | Disposition | 2021-11-03 | 50,097,840 | $0.00 | 116,548,079 | No | 4 | M | Indirect | See footnote |
| Class A Common Stock | Acquisiton | 2021-11-03 | 50,097,840 | $0.00 | 50,097,840 | No | 4 | M | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
| No | 4 | M | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Common Unit | Disposition | 2021-11-03 | 50,097,840 | $0.00 | 50,097,840 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 116,548,079 | No | 4 | M | Indirect |
Footnotes
- The Reporting Person sold the shares of Class A Common Stock of the Issuer to an unaffiliated financial institution at a price based on the volume weighted average price of Class A Common Stock of the Issuer over the financial institution's hedging period undertaken pursuant to a post-paid forward transaction.
- The Reporting Person holds these securities through a wholly-owned subsidiary.
- Each share of Class B Common Stock, together with a Common Unit of Baker Hughes Holdings LLC (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock.
- The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).
Billionaire Hedge Funds
