Filing Details
- Accession Number:
- 0001209191-21-062858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 21:28:59
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 21:28:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145986 | Aspen Aerogels Inc | ASPN | Wholesale-Lumber & Other Construction Materials (5030) | 043559972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1610257 | R Donald Young | C/O Aspen Aerogels, Inc. 30 Forbes Road, Building B Northborough MA 01532 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-01 | 3,400 | $54.92 | 703,730 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 5,760 | $53.87 | 697,970 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 22,241 | $53.05 | 675,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-01 | 4,702 | $52.17 | 671,027 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-02 | 31,878 | $52.43 | 639,149 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-02 | 4,225 | $51.83 | 634,924 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-03 | 18,703 | $51.10 | 616,221 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-03 | 17,399 | $51.92 | 598,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales of shares were effected pursuant to a Rule 10b5-1 trading plan of the Reporting Person adopted on August 9, 2021.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.54 to $55.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 187,790 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $53.54 to $54.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 182,030 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $52.54 to $53.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 159,789 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.73 to $52.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 155,087 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.98 to $52.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 123,209 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.44 to $51.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 118,984 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $50.52 to $51.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 100,281 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
- The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.51 to $52.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Represents 82,882 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock.
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