Filing Details

Accession Number:
0000899243-21-042797
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-03 18:04:53
Reporting Period:
2021-11-01
Accepted Time:
2021-11-03 18:04:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596946 Quotient Ltd QTNT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457861 Heino Prondzynski Von C/O Quotient Limited
28 Esplanade
St Helier Y9 JE2 3QA
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2021-11-01 3,713 $0.00 294,099 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Ordinary Share Option (Right to Buy) $11.62 2025-10-31 4,303 4,303 Direct
Ordinary Shares Ordinary Share Option (Right to Buy) $5.73 2026-10-31 8,726 8,726 Direct
Ordinary Shares Ordinary Shares Option (Right to buy) $5.21 2027-10-31 9,597 9,597 Direct
Ordinary Shares Restricted Stock Units $0.00 69,041 69,041 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-10-31 4,303 4,303 Direct
2026-10-31 8,726 8,726 Direct
2027-10-31 9,597 9,597 Direct
69,041 69,041 Direct
Footnotes
  1. Restricted Stock Units convert into ordinary shares on a one-for-one basis.
  2. All 4,303 options have vested and remain exercisable.
  3. All 8,726 options have vested and remain exercisable.
  4. All 9,597 options have vested and remain exercisable.
  5. On October 31, 2021, the Reporting Person was granted 69,041 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
  6. The sale reported on this Form 4 is a sale to cover taxes arising from the vesting and settlement of RSU awards. This sale is mandated by the Reporting Person's election to fund such taxes by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer.