Filing Details
- Accession Number:
- 0001628280-21-021555
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 18:02:43
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 18:02:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820953 | Affirm Holdings Inc. | AFRM | Services-Business Services, Nec (7389) | 842224323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1832810 | Libor Michalek | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | President, Tech., Risk & Ops | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-10-14 | 350 | $0.00 | 877,754 | No | 5 | G | Indirect | Michalek 2007 Trust dated March 21, 2007 |
| Class A Common Stock | Acquisiton | 2021-11-01 | 34,691 | $1.30 | 113,744 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-11-02 | 200,000 | $2.04 | 313,744 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 11,329 | $151.53 | 302,415 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 40,400 | $152.27 | 262,015 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 63,455 | $153.35 | 198,560 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 71,734 | $154.17 | 126,826 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 27,950 | $155.03 | 98,876 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 4,900 | $156.53 | 93,976 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,710 | $157.36 | 92,266 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 3,563 | $158.88 | 88,703 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 7,900 | $159.54 | 80,803 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 100 | $160.60 | 80,703 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-01 | 1,650 | $162.91 | 79,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Michalek 2007 Trust dated March 21, 2007 |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-01 | 34,691 | $0.00 | 34,691 | $1.30 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-02 | 200,000 | $0.00 | 200,000 | $2.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-01 | 2025-05-28 | No | 4 | M | Direct |
| 200,000 | 2027-11-16 | No | 4 | M | Direct |
Footnotes
- The shares are held by the Michalek 2007 Family Trust dated March 21, 2007. The Reporting Person and his spouse are trustees of the trust.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
- Represents the weighted average sale price of the shares sold from $150.83 to $151.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $151.83 to $152.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $152.83 to $153.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $153.83 to $154.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $154.83 to $155.81 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $156.00 to $156.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $157.01 to $157.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $158.29 to $159.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $159.31 to $159.94 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the weighted average sale price of the shares sold from $162.85 to $163.01 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Stock option vests monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following October 9, 2017, the vesting commencement date, subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.
Billionaire Hedge Funds
