Filing Details

Accession Number:
0000899243-21-042704
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-03 16:15:32
Reporting Period:
2021-11-01
Accepted Time:
2021-11-03 16:15:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466301 Clovis Oncology Inc. CLVS Pharmaceutical Preparations (2834) 900475355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834833 C. Thomas Harding C/O Clovis Oncology, Inc.
5500 Flatiron Parkway, Suite 100
Boulder CO 80301
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-01 1,562 $0.00 5,125 No 4 M Direct
Common Stock Disposition 2021-11-02 779 $4.55 4,346 No 4 S Direct
Common Stock Acquisiton 2021-11-01 1,812 $0.00 6,158 No 4 M Direct
Common Stock Disposition 2021-11-02 903 $4.55 5,255 No 4 S Direct
Common Stock Acquisiton 2021-11-01 181 $0.00 1,593 No 4 M Indirect By wife
Common Stock Disposition 2021-11-02 62 $4.55 1,531 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-11-01 1,562 $0.00 1,562 $0.00
Common Stock Restricted Stock Units Disposition 2021-11-01 1,812 $0.00 1,812 $0.00
Common Stock Restricted Stock Units Disposition 2021-11-01 181 $0.00 181 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,813 No 4 M Direct
16,313 No 4 M Direct
1,632 No 4 M Indirect
Footnotes
  1. Each Restricted Stock Unit represents the right to receive one share of Common Stock.
  2. Represents the shares automatically sold by the reporting person pursuant to an election to satisfy tax withholding obligations in connection with the vesting of the Restricted Stock Units listed in Table II. This sale does not represent a discretionary trade by the reporting person.
  3. On February 1, 2019, the reporting person was granted 25,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2020, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
  4. On January 31, 2020, the reporting person was granted 29,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
  5. On January 31, 2020, the reporting person's wife was granted 2,900 Restricted Stock Units. 25% of such Restricted Stock Units vested on February 1, 2021, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.