Home > Insider Trading > Filing (0001493152-21-027031)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512922	Petvivo Holdings Inc.	PETV	Surgical & Medical Instruments & Apparatus (3841)	990363559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1780313	Mitchell Scott Johnson	5251 Edina Industrial Blvd Edina, MN 55439		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-05-04	100	$8.85	14,001	No	4	S	Indirect	By spouse
Common Stock	Disposition	2021-05-04	90	$8.70	13,911	No	4	S	Indirect	By spouse
Common Stock	Disposition	2021-05-05	2,115	$7.75	11,796	No	4	S	Indirect	By spouse
Common Stock	Disposition	2021-05-10	271	$8.50	11,525	No	4	S	Indirect	By spouse
Common Stock	Disposition	2021-05-10	950	$8.55	10,575	No	4	S	Indirect	By spouse
Common Stock	Acquisiton	2021-08-13	4,000	$4.50	14,575	No	4	P	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	P	Indirect	By spouse

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2021-08-13	4,000	$4.50	4,000	$5.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,000	2021-08-10	2026-08-10	No	4	P	Indirect

Footnotes

Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions.