Filing Details
- Accession Number:
- 0001406666-21-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-01 16:11:48
- Reporting Period:
- 2021-10-28
- Accepted Time:
- 2021-11-01 16:11:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226868 | Cory Sindelar | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-28 | 20,000 | $5.05 | 92,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-28 | 20,000 | $60.05 | 72,310 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-10-28 | 20,000 | $0.00 | 20,000 | $5.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 280,000 | 2027-10-01 | No | 4 | M | Direct |
Footnotes
- Shares sold between $60.00 and $60.295 per share at a weighted average price of $60.0463. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
- 100% of the shares subject to the option grant were fully vested and exercisable on October 1, 2021.
Billionaire Hedge Funds
