Home > Insider Trading > Filing (0001493152-21-026755)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1708410	Simplicity Esports & Gaming Co	WINR	Retail-Eating & Drinking Places (5810)	821231127

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771114	Philip Jed Kaplan	C/O Simplicity Esports &Amp; Gaming Company 7000 W. Palmetto Park Rd., Suite 505 Boca Raton FL 33433		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-10-27	2,800	$8.50	40,200	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-10-28	108	$9.50	40,092	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-10-29	2,200	$8.50	37,892	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	230,263	Direct
Common Stock	2,440	Indirect	By spouse

Footnotes

Represents a sale by the Kaplan Charitable Foundation, of which the reporting person serves as trustee. Section 4942 of the Internal Revenue Code of 1986, as amended, requires a private foundation to annually distribute 5% of the fair market value of its assets. This sale represents a part of the Kaplan Charitable Foundation's annual required distribution.
Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
Of the 230,263 shares directly beneficially owned by the reporting person, (i) 215,263 shares are heldby the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.