Filing Details

Accession Number:
0001193805-21-001503
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-27 17:57:11
Reporting Period:
2021-10-25
Accepted Time:
2021-10-27 17:57:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841968 P10 Inc. PX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1705527 Patrick Jeff Gehl C/O P10, Inc.
4514 Cole Avenue, Suite 1600
Dallas TX 75205
Head Marketing & Distribution No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-10-25 474,540 $0.00 474,540 No 4 C Indirect By the Jeff P. Gehl Living Trust
Class A Common Stock Disposition 2021-10-25 474,540 $12.00 0 No 4 S Indirect By the Jeff P. Gehl Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By the Jeff P. Gehl Living Trust
No 4 S Indirect By the Jeff P. Gehl Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-10-25 474,540 $0.00 474,540 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,430,734 No 4 C Indirect
Footnotes
  1. This Form 4 is being filed by Jeff P. Gehl and the Jeff P. Gehl Living Trust (the "Gehl Trust" and together with Mr. Gehl, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein.
  2. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
  3. Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On October 25, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
  4. Represents securities of the Issuer owned directly by the Gehl Trust. As trustee of the Gehl Trust, Mr. Gehl may be deemed to beneficially own the securities of the Issuer owned directly by the Gehl Trust.