Filing Details

Accession Number:
0001193805-21-001501
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-27 17:56:08
Reporting Period:
2021-10-25
Accepted Time:
2021-10-27 17:56:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841968 P10 Inc. PX () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274195 Covenant Rha Partners, L.p. 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No Yes No
1694507 Clark C Webb 4514 Cole Avenue, Suite 1600
Dallas TX 75205
Co-Chief Executive Officer Yes Yes Yes No
1694574 H Robert Alpert 4514 Cole Avenue, Suite 1600
Dallas TX 75205
Co-Chief Executive Officer Yes Yes Yes No
1694778 Ccw/Law Holdings, Llc 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No Yes No
1694780 210 Capital, Llc 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No Yes No
1694781 Rha Investments, Inc. 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-10-25 1,172,884 $0.00 1,172,884 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2021-10-25 1,172,884 $12.00 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-10-25 1,172,884 $0.00 1,172,884 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,688,895 No 4 C Indirect
Footnotes
  1. This Form 4 is being filed by 210/P10 Acquisition Partners, LLC ("210/P10"), in its capacity as direct holder of shares of Class B Common Stock, 210 Capital, LLC ("210 Capital"), in its capacity as sole member of 210/P10, Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital, CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital, Mr. Webb, in his capacity as sole member of CCW Holdings, RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and Mr. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
  2. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
  3. Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On October 25, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
  4. Represents securities of the Issuer owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each of 210 Capital, RHA Partners, CCW/Law Holdings, RHA Investments, Mr. Webb and Mr. Alpert may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.