Filing Details
- Accession Number:
- 0001209191-21-061795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-27 16:31:14
- Reporting Period:
- 2021-10-26
- Accepted Time:
- 2021-10-27 16:31:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1452965 | Minerva Surgical Inc | UTRS | () | G7 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388325 | A/S Holdings Novo | Tuborg Havnevej 19 Hellerup G7 2900 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-26 | 884,484 | $0.00 | 884,484 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2021-10-26 | 592,648 | $0.00 | 1,477,132 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2021-10-26 | 580,000 | $12.00 | 2,057,132 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES D REDEEMABLE CONVERTIBLE PREFERRED STOCK | Disposition | 2021-10-26 | 884,484 | $0.00 | 884,484 | $0.00 |
| Common Stock | SUBORDINATED SECURED CONVERTIBLE PROMISSORY NOTES | Disposition | 2021-10-26 | 0 | $0.00 | 592,648 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The Series D Redeemable Convertible Preferred Stock converted into common stock on a 1-for-1 basis into the number of shares of common stock as shown in Column 7, which gives effect to the issuer's reverse stock split effected October 14, 2021, automatically upon the closing of the Issuer's initial public offering ("IPO") without payment of further consideration. These shares have no expiration date.
- The Subordinated Secured Convertible Promissory Notes converted into preferred stock, which converts into common stock on a 1-for-1 basis into the number of shares of common stock as shown in Column 7, which gives effect to the issuer's reverse stock split effected October 14, 2021, automatically upon the closing of the Issuer's IPO without payment of further consideration. The notes have a maturity date of June 30, 2023.
- Represents a purchase from the underwriters in the Issuer's IPO.
Billionaire Hedge Funds
