Filing Details
- Accession Number:
- 0001209191-21-061524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-25 17:03:31
- Reporting Period:
- 2021-10-21
- Accepted Time:
- 2021-10-25 17:03:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277948 | Csx Corp | CSX | Railroads, Line-Haul Operating (4011) | 621051971 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1735776 | C Angela Williams | 500 Water Street Jacksonville FL 32202 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-10-21 | 3,948 | $35.33 | 20,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-10-21 | 3,948 | $35.67 | 16,593 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 6,609 | $8.04 | 23,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 6,609 | $35.33 | 16,593 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 3,558 | $16.13 | 20,151 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 3,558 | $35.33 | 16,593 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 5,298 | $17.94 | 21,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 5,298 | $35.34 | 16,593 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 7,356 | $22.69 | 23,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 7,356 | $35.34 | 16,593 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-10-21 | 7,818 | $26.50 | 24,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-21 | 7,818 | $35.67 | 16,593 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2021-10-21 | 6,609 | $8.04 | 6,609 | $8.04 |
| Common Stock | Option | Disposition | 2021-10-21 | 3,558 | $16.13 | 3,558 | $16.13 |
| Common Stock | Option | Disposition | 2021-10-21 | 5,298 | $17.94 | 5,298 | $53.82 |
| Common Stock | Option | Disposition | 2021-10-21 | 7,356 | $22.69 | 7,356 | $22.69 |
| Common Stock | Option | Disposition | 2021-10-21 | 7,818 | $26.50 | 7,818 | $26.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-09 | 2026-02-09 | No | 4 | M | Direct |
| 0 | 2020-02-22 | 2027-02-22 | No | 4 | M | Direct |
| 0 | 2021-02-06 | 2028-02-06 | No | 4 | M | Direct |
| 3,786 | 2020-02-06 | 2029-02-06 | No | 4 | M | Direct |
| 15,639 | 2021-02-18 | 2030-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,276 | Indirect | CSX Corporation 401(k) Plan |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 16,326 additional shares.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 5,416 additional shares.
- By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares.
- The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares.
- The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares.
- The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares.
- The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares.
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