Filing Details

Accession Number:
0000899243-21-040978
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-21 17:00:55
Reporting Period:
2021-10-19
Accepted Time:
2021-10-21 17:00:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1835256 Duckhorn Portfolio Inc. NAPA Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850753 Mallard Holdco, Llc C/O Tsg Consumer Partners, Llc
4 Orinda Way, Suite 150-B
Orinda CA 94563
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-10-19 11,497,000 $19.63 74,936,303 No 4 S Direct
Common Stock Disposition 2021-10-19 158,535 $0.00 74,777,768 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Direct
Footnotes
  1. These shares of The Duckhorn Portfolio, Inc.'s Common Stock are owned directly by Mallard Holdco, LLC.
  2. On October 12, 2021, Mallard Holdco, LLC declared a distribution of 158,535 shares of common stock, to occur in connection with the sale of common stock by Mallard Holdco, LLC, to one or more indirect members of Mallard Holdco, LLC. The distribution was declared to facilitate bona fide gifts by such indirect members of Mallard Holdco, LLC of such shares of common stock to charitable organizations. The distribution occurred on October 19, 2021.