Filing Details

Accession Number:
0001209191-21-061231
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-21 12:24:51
Reporting Period:
2021-10-19
Accepted Time:
2021-10-21 12:24:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
355948 Richardson Electronics Ltd RELL Wholesale-Electronic Parts & Equipment, Nec (5065) 362096643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191361 Kathleen Mcnally 40W267 Keslinger Road Po Box 393
Lafox IL 60147
Sr. Vp Global Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-19 4,286 $5.98 33,843 No 4 M Direct
Common Stock Acquisiton 2021-10-19 2,400 $5.61 36,243 No 4 M Direct
Common Stock Acquisiton 2021-10-19 1,200 $4.26 37,443 No 4 M Direct
Common Stock Disposition 2021-10-19 7,886 $11.76 29,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-10-19 1,200 $0.00 1,200 $4.26
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-10-19 2,400 $0.00 2,400 $5.61
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-10-19 4,286 $0.00 4,286 $5.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,800 2030-07-21 No 4 M Direct
3,600 2029-07-22 No 4 M Direct
440 2025-10-05 No 4 M Direct
Footnotes
  1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Option vests 20% per year, beginning 07/21/2021
  3. Option vests 20% per year, beginning 07/22/2020
  4. Option vests 20% per year, beginning 10/05/2016