Filing Details

Accession Number:
0001209191-11-028045
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-12 17:41:34
Reporting Period:
2011-05-11
Filing Date:
2011-05-12
Accepted Time:
2011-05-12 17:41:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Walter Investment Management Corp WAC Real Estate Investment Trusts (6798) 133950486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461836 John Denmar Dixon C/O Walter Investment Management Corp.
3000 Bayport Drive, Suite 1100
Tampa FL 33607
Vice Chairman And Exec. V.p. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-11 700 $17.65 181,799 No 4 P Direct
Common Stock Acquisiton 2011-05-11 600 $17.66 182,399 No 4 P Direct
Common Stock Acquisiton 2011-05-11 7,333 $17.68 189,732 No 4 P Direct
Common Stock Acquisiton 2011-05-11 800 $17.69 190,532 No 4 P Direct
Common Stock Acquisiton 2011-05-11 1,367 $17.69 191,899 No 4 P Direct
Common Stock Acquisiton 2011-05-11 7,800 $17.70 199,699 No 4 P Direct
Common Stock Acquisiton 2011-05-11 7,500 $17.71 207,199 No 4 P Direct
Common Stock Acquisiton 2011-05-11 100 $17.74 207,299 No 4 P Direct
Common Stock Acquisiton 2011-05-11 100 $17.75 207,399 No 4 P Direct
Common Stock Acquisiton 2011-05-11 100 $17.75 207,499 No 4 P Direct
Common Stock Acquisiton 2011-05-11 1,400 $17.75 208,899 No 4 P Direct
Common Stock Acquisiton 2011-05-11 4,700 $17.75 213,599 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy Stock) Acquisiton 2011-05-10 148,203 $0.00 148,203 $17.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
148,203 2012-05-10 2021-05-10 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,500 Indirect By Richard Dixon Inter vivos Trust
Footnotes
  1. The Reporting Person is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
  2. Grant awarded to the Reporting Person pursuant to the Issuer's 2011 Omnibus Incentive Plan.
  3. The price is based on the average of the high and the low selling price of Issuer's stock on the grant date.
  4. The options vest in three equal annual installments beginning on May 10, 2012