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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120370	Broadwind Energy Inc.	BWEN	Nonferrous Foundries (Castings) (3360)	880409160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1505863	C. Peter Duprey	47 East Chicago Avenue Suite 332 Naperville IL 60540	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-05-12	20,000	$1.50	200,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$1.77		2020-11-15	220,000	220,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-11-15	220,000	220,000	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.4993 to $1.50, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc. any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
Represents 180,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.