Filing Details

Accession Number:
0001567619-21-018420
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-18 19:55:51
Reporting Period:
2021-10-14
Accepted Time:
2021-10-18 19:55:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008034 Mukesh Patel C/O Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2021-10-14 50,000 $51.97 106,612 No 4 S Indirect Held through Invati Capital LLC
Ordinary Shares Disposition 2021-10-14 9,557 $54.01 97,055 No 4 S Indirect Held through Invati Capital LLC
Ordinary Shares Disposition 2021-10-15 10,443 $53.56 86,612 No 4 S Indirect Held through Invati Capital LLC
Ordinary Shares Disposition 2021-10-18 19,773 $51.09 66,839 No 4 S Indirect Held through Invati Capital LLC
Ordinary Shares Disposition 2021-10-18 7,186 $52.03 59,653 No 4 S Indirect Held through Invati Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Invati Capital LLC
No 4 S Indirect Held through Invati Capital LLC
No 4 S Indirect Held through Invati Capital LLC
No 4 S Indirect Held through Invati Capital LLC
No 4 S Indirect Held through Invati Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 25,176 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. Includes Restricted Stock Units.