Filing Details

Accession Number:
0000919574-21-006369
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-18 14:48:19
Reporting Period:
2021-09-28
Accepted Time:
2021-10-18 14:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1838128 Lowell Farms Inc. LOWLF Agricultural Production-Crops (100) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1860758 Parker Gregory Heyman 660 Madison Avenue
14Th Floor
New York NY 10065
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Subordinate Voting Shares Acquisiton 2021-09-28 50,000 $1.11 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Subordinate Voting Shares 34,827,140 Indirect see footnote
Footnotes
  1. This constitutes the weighted average purchase price of the reported security (the "Shares"). The prices range from $1.08 to $1.13. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price.
  2. The Hacienda Company ("THC") and Beehouse Partners are the record holders of the reported Shares. Beehouse, LLC is the investment manager of two funds that collectively own a majority interest in THC, and is also the investment manager of Beehouse Partners. Gregory P. Heyman is the sole and managing member of Beehouse Manager, LLC, which is the manager of Beehouse, LLC. The Reporting Person disclaims beneficial ownership of the reported Shares except to the extent of his pecuniary interest therein.