Filing Details

Accession Number:
0001127602-21-027142
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-18 10:07:35
Reporting Period:
2021-10-15
Accepted Time:
2021-10-18 10:07:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-15 2,227 $45.88 22,255 No 4 M Direct
Common Stock Disposition 2021-10-15 818 $125.05 21,437 No 4 D Direct
Common Stock Disposition 2021-10-15 1,409 $126.19 20,028 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2021-10-15 2,227 $0.00 2,227 $45.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,681 2013-02-08 2022-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,499 Indirect Trust - DWG
Common Stock 26,394 Indirect Trust SJG
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs on a quarterly basis beginning one year from grant date.