Filing Details
- Accession Number:
- 0001020859-21-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-14 17:30:02
- Reporting Period:
- 2021-10-12
- Accepted Time:
- 2021-10-14 17:30:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529592 | A. Eric Dorne | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-12 | 14,392 | $0.00 | 28,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-10-12 | 6,526 | $46.28 | 21,874 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-10-13 | 7,866 | $45.94 | 14,008 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2021-10-12 | 14,392 | $0.00 | 14,392 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2021-10-12 | 15,557 | $0.00 | 15,557 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,785 | No | 4 | M | Direct | ||
| 15,557 | No | 4 | A | Direct |
Footnotes
- On October 12, 2021, 14,392 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 6,526 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
- RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- This RSU award was granted on October 12, 2020 and vests in three equal installments beginning on October 12, 2021. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 1/3 of the original grant amount.
- The RSUs vest in three equal installments beginning on October 12, 2022.
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