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Filing Details

Accession Number:: 0001062993-21-009543
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-10-14 17:07:50
Reporting Period:: 2021-10-12

Accepted Time:: 2021-10-14 17:07:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1615055	Isoplexis Corp	ISO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1164426	Joseph Edelman	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No
1224962	Perceptive Advisors Llc	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No
1249675	Ltd Fund Master Sciences Life Perceptive	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No
1877077	Pcof Eq Aiv Iii, Lp	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No
1877078	Perceptive Credit Holdings Iii, Lp	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No
1877081	Perceptive Credit Advisors, Llc	51 Astor Place, 10Th Floor New York NY 10003	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-10-12	2,704,587	$0.00	2,704,587	No	4	C	Indirect	By Perceptive Life Sciences Master Fund, Ltd.
Common Stock	Acquisiton	2021-10-12	335,962	$0.00	335,962	No	4	C	Indirect	By Perceptive Credit Holdings III, LP
Common Stock	Acquisiton	2021-10-12	204,949	$0.00	204,949	No	4	C	Indirect	By PCOF EQ AIV III, LP
Common Stock	Acquisiton	2021-10-12	850,000	$15.00	3,554,587	No	4	P	Indirect	By Perceptive Life Sciences Master Fund, Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Perceptive Life Sciences Master Fund, Ltd.
No	4	C	Indirect	By Perceptive Credit Holdings III, LP
No	4	C	Indirect	By PCOF EQ AIV III, LP
No	4	P	Indirect	By Perceptive Life Sciences Master Fund, Ltd.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Redeemable Convertible Preferred Stock	Disposition	2021-10-12	325,014	$0.00	2,600,112	$0.00
Common Stock	Series D Redeemable Convertible Preferred Stock	Disposition	2021-10-12	40,373	$0.00	322,984	$0.00
Common Stock	Series D Redeemable Convertible Preferred Stock	Disposition	2021-10-12	24,629	$0.00	197,032	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

Shares of Series D Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (the "Preferred Stock") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering (the "IPO"). The Preferred Stock had no expiration date.
The securities are directly held by Perceptive Life Sciences Master Fund, Ltd. ("Master Fund"). Perceptive Advisors LLC (the "Advisor") is the investment manager of the Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
The securities are directly held by Perceptive Credit Holdings III, LP ("PCH III"). Perceptive Credit Advisors, LLC ("Perceptive Credit") is the investment manager to PCH III. Joseph Edelman is the managing member of Perceptive Credit. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
The securities are directly held by PCOF EQ AIV III, LP ("PCOF"). Perceptive Credit is the investment manager to PCOF. Joseph Edelman is the managing member of Perceptive Credit. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Includes 104,475 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
Includes 12,978 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
Includes 7,917 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.