Filing Details

Accession Number:
0000899243-21-040245
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-14 16:40:04
Reporting Period:
2021-10-12
Accepted Time:
2021-10-14 16:40:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745020 Theseus Pharmaceuticals Inc. THRX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361712 Otello Stampacchia 888 Boylston Street, Suite 1111
Boston MA 02199
No No No Yes
1652863 Anne-Mari Paster 888 Boylston Street, Suite 1111
Boston MA 02199
No No No Yes
1722050 Claudio Nessi 888 Boylston Street, Suite 1111
Boston MA 02199
No No No Yes
1757917 Omega Fund Vi, L.p. 888 Boylston Street, Suite 1111
Boston MA 02199
No No No Yes
1826584 Omega Fund Vi Gp Manager, Ltd. 888 Boylston Street, Suite 1111
Boston MA 02199
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-12 523,979 $0.00 523,979 No 4 C Direct
Common Stock Acquisiton 2021-10-12 187,500 $16.00 711,479 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2021-10-12 693,152 $0.00 523,979 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. Omega Fund VI, L.P. ("Omega VI") held 693,152 shares of the Issuer's Series B Preferred Stock. On October 12, 2021, the Series B Preferred Stock automatically converted into 523,979 shares of the Issuer's Common Stock on a 1-for-1.32286 reverse split basis, immediately prior to and in connection with the closing of a public offering of the Issuer's securities pursuant to an effective registration statement under the Securities Act of 1933, as amended (the "Securities Act") and without payment of further consideration.
  2. The reported securities are beneficially owned by Omega Fund VI, L.P. ("Omega VI"). The reported securities may be deemed to be beneficially owned by each of Omega Fund VI GP, L.P. ("Omega VI GP"), as the general partner of Omega VI, and Omega Fund VI GP Manager, Ltd. ("Omega VI GP Manager"), as the general partner of Omega VI GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega VI GP Manager and have shared voting and investment power over the shares held by Omega VI and, as a result, may each be deemed to beneficially own the reported securities. Each of such individuals disclaims beneficial ownership of the shares held by Omega VI.
  3. As of October 12, 2021 and after giving effect to the transactions reported above, Omega VI holds less than 10% of the outstanding shares of the Issuer's Common Stock.