Filing Details

Accession Number:
0001567619-21-018273
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-13 17:44:37
Reporting Period:
2021-08-04
Accepted Time:
2021-10-13 17:44:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1755953 Akerna Corp. KERN Services-Computer Processing & Data Preparation (7374) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780327 Ryan Matthew Kane C/O Akerna Corp.
1550 Larimer Street, Suite 246
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-08-04 1,854 $0.00 133,782 No 4 M Direct
Common Shares Acquisiton 2021-10-08 11,299 $2.70 145,081 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Units Disposition 2021-08-04 1,854 $0.00 1,854 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 261,750 Indirect Held by Seam Capital, LLC
Footnotes
  1. Includes 128,160 common shares purchased by the reporting person on October 6, 2021, as reported on Form 4 filed with the Securities and Exchange Commission on October 8, 2021.
  2. Held by Seam Capital, LLC. The reporting person disclaims beneficial ownership in the shares of common stock except to the extent of his pecuniary interest therein.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KERN common stock.
  4. The RSUs were granted on September 10, 2020, and vested on December 31, 2020. Settlement of the vested RSUs occurred on August 4, 2021.