Filing Details

Accession Number:
0001104659-21-125882
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-13 17:39:44
Reporting Period:
2021-10-08
Accepted Time:
2021-10-13 17:39:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1507957 Ideal Power Inc. IPWR Semiconductors & Related Devices (3674) 141999058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737426 E Laban Lesster 5508 Highway 290 West
Suite 120
Austin TX 78735
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-08 3,291 $2.39 3,291 No 4 M Direct
Common Stock Disposition 2021-10-08 3,291 $14.24 0 No 4 S Direct
Common Stock Acquisiton 2021-10-11 3,430 $2.39 3,430 No 4 M Direct
Common Stock Disposition 2021-10-11 3,430 $14.21 0 No 4 S Direct
Common Stock Acquisiton 2021-10-12 2,400 $2.39 2,400 No 4 M Direct
Common Stock Disposition 2021-10-12 2,400 $14.06 0 No 4 S Direct
Common Stock Acquisiton 2021-10-13 879 $2.39 879 No 4 M Direct
Common Stock Disposition 2021-10-13 879 $14.11 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Stock Disposition 2021-10-08 3,291 $0.00 3,291 $2.39
Common Stock Option to Purchase Stock Disposition 2021-10-11 3,430 $0.00 3,430 $2.39
Common Stock Option to Purchase Stock Disposition 2021-10-12 2,400 $0.00 2,400 $2.39
Common Stock Option to Purchase Stock Disposition 2021-10-13 879 $0.00 879 $2.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,306 2030-01-10 No 4 M Direct
10,786 2030-01-10 No 4 M Direct
8,476 2030-01-10 No 4 M Direct
7,597 2030-01-10 No 4 M Direct
Footnotes
  1. The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.71, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 through 5.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.61, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.20, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.19, inclusive.
  6. The option vested in four equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020.