Filing Details

Accession Number:
0000950142-21-003107
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-08 17:16:15
Reporting Period:
2021-04-01
Accepted Time:
2021-10-08 17:16:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828937 Finance Of America Companies Inc. FOA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621588 S. Daniel Sundheim C/O D1 Capital Partners, L.p.
9 West 57Th Street, 36Th Floor
New York NY 10019
No No Yes No
1747057 L.p. Partners Capital D1 9 West 57Th Street
36Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-04-01 625,000 $10.20 6,875,000 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-05-10 14,551 $10.85 6,860,449 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-05-10 5,000 $10.63 6,855,449 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-05-19 55,449 $10.50 6,800,000 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-05-20 141,596 $10.50 6,658,404 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-05-21 158,404 $10.50 6,500,000 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-06-01 5,799 $10.50 6,494,201 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Warrants Disposition 2021-05-10 600,000 $1.54 600,000 $11.50
Class A Common Stock Warrants Disposition 2021-05-10 13,025 $1.56 13,025 $11.50
Class A Common Stock Warrants Disposition 2021-05-19 36,975 $1.50 36,975 $11.50
Class A Common Stock Warrants Disposition 2021-05-20 103,774 $1.50 103,774 $11.50
Class A Common Stock Warrants Disposition 2021-06-15 6,226 $1.55 6,226 $11.50
Class A Common Stock Warrants Disposition 2021-06-17 4,351 $1.55 4,351 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
650,000 2021-04-30 2026-04-01 No 4 S Indirect
636,975 2021-04-30 2026-04-01 No 4 S Indirect
600,000 2021-04-30 2026-04-01 No 4 S Indirect
496,226 2021-04-30 2026-04-01 No 4 S Indirect
490,000 2021-04-30 2026-04-01 No 4 S Indirect
485,649 2021-04-30 2026-04-01 No 4 S Indirect
Footnotes
  1. This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.