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Filing Details

Accession Number:: 0000049071-11-000101
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-05-12 14:34:24
Reporting Period:: 2011-05-10

Filing Date:: 2011-05-12
Accepted Time:: 2011-05-12 14:34:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1301372	E Steven Mcculley	Humana Inc. 500 West Main Street Louisville KY 40202	Vice President & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Disposition	2011-05-10	605	$77.14	14,617	No	4	S	Direct
Humana Common	Disposition	2011-05-11	4,626	$77.71	9,991	No	4	S	Direct
Humana Common	Acquisiton	2011-05-11	8,110	$62.10	18,101	No	4	M	Direct
Humana Common	Acquisiton	2011-05-11	6,839	$69.48	24,940	No	4	M	Direct
Humana Common	Acquisiton	2011-05-11	6,998	$45.98	31,938	No	4	M	Direct
Humana Common	Acquisiton	2011-05-11	6,665	$41.83	38,603	No	4	M	Direct
Humana Common	Disposition	2011-05-11	25,563	$78.06	13,040	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2011-05-11	8,110	$62.10	8,110	$62.10
Humana Common	Options	Disposition	2011-05-11	6,839	$69.48	6,839	$69.48
Humana Common	Options	Disposition	2011-05-11	6,998	$45.98	6,998	$45.98
Humana Common	Options	Disposition	2011-05-11	6,665	$41.83	6,665	$41.83

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-02-22	No	4	M	Direct
0	2015-02-21	No	4	M	Direct
13,994	2015-04-01	No	4	M	Direct
3,333	2016-02-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	691	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Restricted Stock Units	$0.00	3,879	3,879	Direct
Humana Common	Restricted Stock Units	$0.00	8,990	8,990	Direct
Humana Common	Phantom Stock Units	$0.00	7	7	Indirect

Amount	Remaning Holdings	Nature of Ownership
3,879	3,879	Direct
8,990	8,990	Direct
7	7	Indirect

Footnotes

Stock units held for the benefit of reporting person as of April 30, 2011 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan.
Incentive and Non-Qualified stock options granted to reporting person on 2/22/07, NQ options vesting in three increments from 2/22/08 to 2/22/10, and ISO's vesting on 2/22/10.
Incentive and Non-Qualified stock options granted to reporting person on 2/21/08, NQ options vesting in three increments from 2/21/09 to 2/21/11, and ISO's vesting on 2/21/11.
Incentive and Non-Qualified stock options granted to reporting person on 4/1/08, NQ options vesting in three increments from 4/1/11 to 4/1/13, and ISO's vesting in two increments on 4/1/12 and 4/1/13.
Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12.
Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/18/10, 100% of the award is vesting on 2/18/13.
Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2011 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Excess Plan exempt under Rule 16b-3(c and d).
The shares sold in multiple lots ranging from $77.702 to $77.722. The weighted average sale price was $77.7090.
The shares sold in multiple lots ranging from $77.97 to $78.1408. The weighted average sale price was $78.0596.