Filing Details

Accession Number:
0001209191-21-059661
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-05 18:38:36
Reporting Period:
2021-10-01
Accepted Time:
2021-10-05 18:38:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477720 Asana Inc. ASAN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242726 B Eleanor Lacey C/O Asana, Inc.
633 Folsom Street, Suite 100
San Francisco CA 94107
Gc, Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-10-01 17,480 $4.02 146,839 No 4 M Direct
Class A Common Stock Disposition 2021-10-01 1,202 $99.10 145,637 No 4 S Direct
Class A Common Stock Disposition 2021-10-01 13,193 $100.06 132,444 No 4 S Direct
Class A Common Stock Disposition 2021-10-01 1,200 $100.64 131,244 No 4 S Direct
Class A Common Stock Disposition 2021-10-01 500 $102.48 130,744 No 4 S Direct
Class A Common Stock Disposition 2021-10-01 400 $103.32 130,344 No 4 S Direct
Class A Common Stock Disposition 2021-10-01 985 $104.15 129,359 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2021-10-01 17,480 $0.00 17,480 $4.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,460 2029-07-29 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $98.365 to $99.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $99.45 to $100.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $100.45 to $100.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $102.13 to $103.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $103.13 to $103.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $104.13 to $104.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.