Filing Details

Accession Number:
0001205233-21-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-10-05 16:29:35
Reporting Period:
2021-10-01
Accepted Time:
2021-10-05 16:29:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347420 J Donald Rosenberg 5775 Morehouse Dr.
San Diego CA 92121-1714
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-01 10,084 $0.00 10,275 No 4 M Direct
Common Stock Acquisiton 2021-10-01 9,474 $0.00 19,749 No 4 M Direct
Common Stock Acquisiton 2021-10-01 5,532 $0.00 25,281 No 4 M Direct
Common Stock Disposition 2021-10-01 3,626 $128.71 21,655 No 4 F Direct
Common Stock Disposition 2021-10-01 4,475 $128.71 17,180 No 4 F Direct
Common Stock Disposition 2021-10-01 3,003 $128.71 14,177 No 4 F Direct
Common Stock Disposition 2021-10-04 11,457 $126.44 2,720 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2021-10-01 10,085 $0.00 10,085 $0.00
Common Stock Restricted Stock Unit Disposition 2021-10-01 9,475 $0.00 9,475 $0.00
Common Stock Restricted Stock Unit Disposition 2021-10-01 5,532 $0.00 5,532 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-10-01 No 4 M Direct
9,475 2022-10-01 No 4 M Direct
11,067 2023-10-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,946 Indirect by Trust
Footnotes
  1. Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
  2. The transaction was conducted under a Rule 10b5-1 trading plan.
  3. The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
  5. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
  6. The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
  7. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
  8. These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.