Filing Details

Accession Number:
0001490906-21-000055
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-10-05 12:16:40
Reporting Period:
2021-08-02
Accepted Time:
2021-10-05 12:16:40
Original Submission Date:
2021-08-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560043 G. Natalie Haag C/O Capitol Federal Financial
700 Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Commnon Stock Acquisiton 2021-08-02 996 $11.12 64,871 No 4 P Direct
Cffn Common Stock Acquisiton 2021-08-02 1,016 $11.12 15,790 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 1,305 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Commnon Stock CFFN Phantom Stock 2018 $12.77 2021-12-31 2021-12-31 4,296 4,296 Direct
Cffn Common Stock CFFN Phantom Stock 2019 $13.73 2022-12-31 2022-12-31 2,784 2,784 Direct
Cffn Common Stock CFFN Phantom Stock 2020 $12.50 2023-12-31 2023-12-31 1,828 1,828 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-31 4,296 4,296 Direct
2022-12-31 2,784 2,784 Direct
2023-12-31 1,828 1,828 Direct