Filing Details
- Accession Number:
- 0001796022-21-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-04 20:19:13
- Reporting Period:
- 2021-09-30
- Accepted Time:
- 2021-10-04 20:19:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1796022 | Stepstone Group Inc. | STEP | Investment Advice (6282) | 843868757 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1821981 | D Johnny Randel | C/O Stepstone Group Inc. 450 Lexington Avenue, 31St Floor New York NY 10017 | Chief Financial Officer | No | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-09-30 | 75,000 | $0.00 | 106,300 | No | 4 | C | Direct | |
| Class B Common Stock | Disposition | 2021-09-30 | 75,000 | $0.00 | 1,259,626 | No | 4 | D | Direct | |
| Class A Common Stock | Disposition | 2021-10-01 | 15,412 | $41.75 | 90,888 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-10-04 | 7,193 | $41.85 | 83,695 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Units | Disposition | 2021-09-30 | 75,000 | $0.00 | 75,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,259,626 | No | 4 | C | Direct |
Footnotes
- On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled.
- The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.00 to $42.64. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.84 to $42.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
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