Filing Details
- Accession Number:
- 0001209191-21-058791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-10-04 13:18:39
- Reporting Period:
- 2021-08-30
- Accepted Time:
- 2021-10-04 13:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045609 | Prologis Inc. | PLD | Real Estate Investment Trusts (6798) | 943281941 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202433 | Iii F Irving Lyons | C/O Prologis, Inc. Pier 1, Bay 1 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-08-30 | 24,000 | $0.00 | 66,816 | No | 5 | G | Indirect | The Lyons Family Trust (CP) |
| Common Stock | Acquisiton | 2021-08-30 | 24,000 | $0.00 | 24,000 | No | 5 | G | Indirect | Charitable Remainder Trust |
| Common Stock | Disposition | 2021-08-30 | 24,000 | $133.53 | 0 | No | 4 | S | Indirect | Charitable Remainder Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | The Lyons Family Trust (CP) |
| No | 5 | G | Indirect | Charitable Remainder Trust |
| No | 4 | S | Indirect | Charitable Remainder Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Units | Acquisiton | 2021-09-30 | 47 | $0.00 | 47 | $0.00 |
| Common Stock | Dividend Equivalent Units - NQDC | Acquisiton | 2021-09-30 | 108 | $0.00 | 108 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,439 | No | 4 | A | Direct | ||
| 21,686 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Katherine Ashley Lyons Trust |
Footnotes
- On August 30, 2021, the reporting person contributed 24,000 shares of PLD common stock to a charitable remainder trust of which the reporting person and his spouse are trustees and beneficiaries.
- Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011. DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs vest upon issuance and the receipt of such DEUs is deferred, as are the underlying DSUs, during the period the reporting person serves as a director. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.
- Represents DEUs earned on DSUs associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.
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