Home > Insider Trading > Filing (0001209191-21-058170)

Filing Details

Accession Number:: 0001209191-21-058170
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-30 15:56:58
Reporting Period:: 2021-09-28

Accepted Time:: 2021-09-30 15:56:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1802768	Royalty Pharma Plc	RPRX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1016835	B Rory Riggs	C/O Royalty Pharma Plc 110 E. 59Th Street New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Disposition	2021-09-28	40,000	$36.75	639,760	No	4	S	Direct
Class A Ordinary Shares	Disposition	2021-09-29	24,648	$36.50	615,112	No	4	S	Direct
Class A Ordinary Shares	Acquisiton	2021-09-29	2,334	$0.00	617,446	No	4	J	Direct
Class A Ordinary Shares	Acquisiton	2021-09-29	5,299	$0.00	622,745	No	4	J	Direct
Class A Ordinary Shares	Acquisiton	2021-09-29	8,641	$0.00	631,386	No	4	J	Direct
Class A Ordinary Shares	Disposition	2021-09-29	34,604	$36.31	899,306	No	4	S	Indirect	By New Ventures Select
Class A Ordinary Shares	Disposition	2021-09-29	109,814	$0.00	789,492	No	4	J	Indirect	By New Ventures Select
Class A Ordinary Shares	Disposition	2021-09-29	22,173	$36.31	3,429,085	No	4	S	Indirect	By New Ventures I LLC
Class A Ordinary Shares	Disposition	2021-09-29	511,727	$0.00	2,917,358	No	4	J	Indirect	By New Ventures I LLC
Class A Ordinary Shares	Disposition	2021-09-29	7,000	$36.67	2,074,540	No	4	S	Indirect	By New Ventures III LLC
Class A Ordinary Shares	Disposition	2021-09-29	314,886	$0.00	1,759,654	No	4	J	Indirect	By New Ventures III LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	J	Direct
No	4	J	Direct
No	4	J	Direct
No	4	S	Indirect	By New Ventures Select
No	4	J	Indirect	By New Ventures Select
No	4	S	Indirect	By New Ventures I LLC
No	4	J	Indirect	By New Ventures I LLC
No	4	S	Indirect	By New Ventures III LLC
No	4	J	Indirect	By New Ventures III LLC

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	LP interests in RPI US Partners 2019, LP	Disposition	2021-09-10	7,692	$0.00	76,920	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
534,059			No	5	G	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Ordinary Shares	15,000	Indirect	By Spouse

Footnotes

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.96 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.15 to $36.87 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
Pro rata distribution from New Ventures Select, of which the Reporting Person has voting and investment control.
Pro rata distribution from a limited liability company of which the Reporting Person is a member.
Pro rata distribution from New Ventures I LLC, of which the Reporting Person has voting and investment control.
Pro rata distribution from New Ventures III LLC, of which the Reporting Person has voting and investment control.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $36.50 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
New Ventures Select distributed these shares to its members on a pro rata basis, for no consideration.
New Ventures I LLC distributed these shares to its members on a pro rata basis, for no consideration.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.62 to $36.75 per share. The holder undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
New Ventures III LLC distributed these shares to its members on a pro rata basis, for no consideration.
No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange.
The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold.
Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value.