Filing Details

Accession Number:
0001209191-21-058146
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-30 14:00:00
Reporting Period:
2021-09-29
Accepted Time:
2021-09-30 14:00:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1778117 Martin Gregory Smith 500 Hills Drive, Suite 300
Bedminster NJ 07921
Sevp, President Comml Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-29 1,303 $33.23 1 No 4 S Indirect ESPP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect ESPP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,361 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 572 572 Direct
Common Stock Restricted Stock Units $0.00 31,437 31,437 Direct
Common Stock Restricted Stock Units $0.00 8,639 8,639 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
572 572 Direct
31,437 31,437 Direct
8,639 8,639 Direct
Footnotes
  1. Includes shares received through dividend reinvestment since the last filing.
  2. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  3. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  4. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  5. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  6. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.