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Filing Details

Accession Number:: 0001437749-21-022804
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-09-28 21:45:41
Reporting Period:: 2021-09-27

Accepted Time:: 2021-09-28 21:45:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136174	Ontrak Inc.	OTRK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
904534	S Terren Peizer	2120 Colorado Avenue, #230 Santa Monica CA 90404	Executive Chairman	Yes	Yes	Yes	No
1797168	Acuitas Group Holdings, Llc	2120 Colorado Avenue, #230 Santa Monica CA 90404		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-09-27	6,813	$9.87	9,135,909	No	4	S	Indirect	By Acuitas
Common Stock	Disposition	2021-09-27	8,187	$10.47	9,127,722	No	4	S	Indirect	By Acuitas
Common Stock	Disposition	2021-09-28	13,567	$10.23	9,114,155	No	4	S	Indirect	By Acuitas

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Acuitas
No	4	S	Indirect	By Acuitas
No	4	S	Indirect	By Acuitas

Footnotes

This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas.
Represents sales effected pursuant to a Rule 10b5-1 trading plan entered into by Acuitas on August 13, 2021.
The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $9.36 to $10.345, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.92, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a volume weighted average price. The shares were sold in multiple transactions at prices ranging from $9.93 to $10.545, inclusive. The Reporting Persons undertake to provide the issuer, any security holder of the issuer, and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.