Filing Details

Accession Number:
0000899243-21-038115
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-28 21:11:01
Reporting Period:
2021-09-27
Accepted Time:
2021-09-28 21:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1866757 Brilliant Earth Group Inc. BRLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597649 Noel Jennifer Harris C/O Brilliant Earth Group, Inc.
300 Grant Avenue, Third Floor
San Francisco CA 94108
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-09-27 5,000 $12.00 5,000 No 4 P Direct
Class B Common Stock Disposition 2021-09-27 62 $0.00 4,237 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Units Disposition 2021-09-27 62 $11.22 62 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,215 No 4 D Direct
Footnotes
  1. Reflects the cancellation for no consideration of Class B Common Stock in connection with the redemption of the Common Units for cash.
  2. The Common Units may be redeemed by the Reporting Person at any time for shares of Class A Common Stock on a 1-to-1 basis. The Common Units have no expiration date.
  3. As described in the prospectus filed by the Issuer with the Securities and Exchange Commission, upon the closing of the initial public offering and the underwriters' exercise of the additional shares, the Issuer redeemed the Common Units from the Reporting Person.
  4. A portion of the Common Units vested immediately upon issuance. The remaining non-vested Common Units vest as to 1/48th of the underlying shares in 43 substantially equal monthly installments, commencing on September 30, 2021, such that the Common Units will become fully vested on March 31, 2025.