Filing Details
- Accession Number:
- 0001020859-21-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-28 17:46:40
- Reporting Period:
- 2021-09-24
- Accepted Time:
- 2021-09-28 17:46:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529592 | A. Eric Dorne | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-09-24 | 630 | $38.00 | 14,638 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-09-25 | 2,583 | $0.00 | 17,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-25 | 784 | $37.04 | 16,437 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-09-25 | 1,059 | $0.00 | 17,496 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-09-25 | 322 | $37.04 | 17,174 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-09-27 | 1,269 | $38.00 | 15,905 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2021-09-25 | 2,583 | $0.00 | 2,583 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-09-25 | 1,059 | $0.00 | 1,059 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,582 | No | 4 | M | Direct | ||
| 1,059 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021.
- On September 25, 2021, 2,583 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 784 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
- Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
- RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
- On September 25, 2021, 1,059 RSUs vested. The Company retained 322 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
- Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- This RSU award was granted on September 25, 2018 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount.
- This RSU award was granted on December 11, 2018 and vests in four equal annual installments beginning on September 25, 2019. This Form 4 reflects the vesting of this RSU on September 25, 2021 as to 75% of the original grant amount.
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