Filing Details

Accession Number:
0001209191-21-057882
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-28 12:04:24
Reporting Period:
2021-09-27
Accepted Time:
2021-09-28 12:04:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191010 W John Allison P.o. Box 966
Conway AR 72033
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-07-26 185,000 $0.00 5,323,204 No 4 G Direct
Common Stock Acquisiton 2021-09-27 10,000 $23.98 5,333,204 No 4 P Direct
Common Stock Acquisiton 2021-09-27 9,301 $23.93 24,497 No 4 I Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 P Direct
No 4 I Indirect By 401(k)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock 200,000 Direct
Common Stock - Performance Based 100,000 Direct
Common Stock 5,772 Indirect By IRA
Common Stock 857,360 Indirect By Wife
Common Stock 67,328 Indirect By Capital Buyers
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $8.62 2014-01-18 2023-01-17 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-17 100,000 100,000 Direct
Footnotes
  1. The reporting person had 50,000 shares of restricted stock vest since the last filing.
  2. Includes 246.4037 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  3. Restricted Stock granted on January 18, 2019 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  4. Restricted Stock granted on February 08, 2021 will cliff vest on the third anniversary of the award date.
  5. Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  6. The Performance Stock awarded on February 8, 2021 will vest in whole or in part after December 31, 2023 upon the certification by the Compensation Committee that certain performance measures have been satisfied.