Filing Details

Accession Number:
0001179110-21-008941
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-27 16:16:52
Reporting Period:
2021-09-23
Accepted Time:
2021-09-27 16:16:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
88205 Spx Corp SPXC Metalworkg Machinery & Equipment (3540) 381016240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1693841 G. Brian Mason C/O Spx Corporation
6325 Ardrey Kell Road, Suite 400
Charlotte NC 28277
Pres. - Spx Transformer Sol. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-23 10,000 $12.36 71,246 No 4 M Direct
Common Stock Disposition 2021-09-23 10,000 $55.49 61,246 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option to purchase common stock Disposition 2021-09-23 10,000 $0.00 10,000 $12.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,574 2018-10-13 2025-10-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,584 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee stock option to purchase common stock $12.85 2019-03-02 2026-03-02 22,430 22,430 Direct
Common Stock Employee stock option to purchase common stock $27.40 2020-03-01 2027-03-01 11,367 11,367 Direct
Common Stock Employee stock option to purchase common stock $32.69 2021-02-22 2028-02-22 10,029 10,029 Direct
Common Stock Employee stock option to purchase common stock $36.51 2022-02-21 2029-02-21 9,683 9,683 Direct
Common Stock Employee stock option to purchase common stock $50.09 2023-02-20 2030-02-20 6,472 6,472 Direct
Common Stock Employee stock option to purchase common stock $58.34 2024-03-01 2031-03-01 5,786 5,786 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-03-02 22,430 22,430 Direct
2027-03-01 11,367 11,367 Direct
2028-02-22 10,029 10,029 Direct
2029-02-21 9,683 9,683 Direct
2030-02-20 6,472 6,472 Direct
2031-03-01 5,786 5,786 Direct
Footnotes
  1. Includes vested and unvested stock units.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2021.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.96 to $55.85, inclusive. The reporting person undertakes to provide to SPX Corporation, any security holder of SPX Corporation, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Vests as to 100% of the shares on the third anniversary of the grant date.
  5. Vests in three equal installments beginning on March 2, 2017.
  6. Vests in three equal installments beginning on March 1, 2018.
  7. Vests in three equal installments beginning on February 22, 2019
  8. Vests in three equal installments beginning on February 21, 2020.
  9. Vests in three equal installments beginning on February 20, 2021.
  10. Vests in three equal installments beginning on March 1, 2022.