Filing Details
- Accession Number:
- 0001493152-21-023782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-09-27 06:42:14
- Reporting Period:
- 2021-09-23
- Accepted Time:
- 2021-09-27 06:42:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397183 | Iveda Solutions Inc. | IVDA | Services-Prepackaged Software (7372) | 202222203 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483615 | Joe Farnsworth | 460 S. Greenfield Road, Suite 5 Mesa AZ 85206 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-09 | 28,900 | $0.04 | 28,900 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-06-04 | 900 | $0.42 | 900 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-14 | 4,110 | $0.31 | 4,110 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-08-03 | 1,180 | $0.85 | 115 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-04-14 | 159,396 | $0.35 | 159,396 | No | 4 | M | Indirect | See footnote 2 below |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | M | Indirect | See footnote 2 below |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Acquisiton | 2017-12-29 | 50,000 | $0.00 | 50,000 | $0.10 |
| Common Stock | Options (Right to Buy) | Acquisiton | 2018-12-28 | 100,000 | $0.00 | 100,000 | $0.04 |
| Common Stock | Options (Right to Buy) | Acquisiton | 2019-12-20 | 100,000 | $0.00 | 100,000 | $0.28 |
| Common Stock | Options (Right to Buy) | Acquisiton | 2020-12-15 | 200,000 | $0.00 | 200,000 | $0.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2017-12-29 | 2027-12-29 | No | 4 | A | Direct |
| 100,000 | 2018-12-28 | 2028-12-28 | No | 4 | A | Direct |
| 100,000 | 2019-12-20 | 2029-12-20 | No | 4 | A | Direct |
| 200,000 | 2020-12-15 | 2030-12-15 | No | 4 | A | Direct |
Footnotes
- Common stock was acquired from TD Ameritrade purchases over a period of time.
- Common stock was acquired in exchange for accrued rent. The securities are held by Farnsworth Realty and Management Company
- The options subject to these grants vested 100% on the date of the grant.
Billionaire Hedge Funds
