Filing Details

Accession Number:
0001209191-21-057587
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-24 16:16:31
Reporting Period:
2021-09-22
Accepted Time:
2021-09-24 16:16:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524223 Manning & Napier Inc. MN Investment Advice (6282) 452609100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771350 Pickett Christopher Briley C/O Manning &Amp; Napier, Inc.
290 Woodcliff Drive
Fairport NY 14450
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Disposition 2021-09-22 1,200 $9.06 132,574 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Includes 117,476 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting as follows: (i) 9,346 of such restricted stock units will vest on December 31, 2021; (ii) 4,673 of such restricted stock units will vest on December 31, 2022; (iii) one fourth of 78,947 of such restricted stock units will vest on each of February 3, 2022, February 3, 2023, February 3, 2024 and February 3, 2025; and (iv) one fourth of 24,510 of such restricted stock units will vest on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026.