Filing Details

Accession Number:
0001209191-21-057517
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-23 20:37:13
Reporting Period:
2021-09-21
Accepted Time:
2021-09-23 20:37:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783183 Phathom Pharmaceuticals Inc. PHAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378847 A David Socks C/O Phathom Pharmaceuticals, Inc.
100 Campus Drive, Suite 102
Florham Pak NJ 07932
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-09-21 13,576 $32.79 1,233,770 No 4 S Indirect David A. Socks 2013 Revocable Trust
Common Stock Disposition 2021-09-21 324 $33.31 1,233,446 No 4 S Indirect David A. Socks 2013 Revocable Trust
Common Stock Disposition 2021-09-22 4,100 $32.06 1,229,346 No 4 S Indirect David A. Socks 2013 Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect David A. Socks 2013 Revocable Trust
No 4 S Indirect David A. Socks 2013 Revocable Trust
No 4 S Indirect David A. Socks 2013 Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 410 Indirect By 401(k)
Footnotes
  1. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $33.1650. The reporting person undertakes to provide Phathom Pharmaceuticals, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.23 to $33.36. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $32.57. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.