Filing Details

Accession Number:
0000899243-21-037255
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-09-23 09:30:09
Reporting Period:
2021-09-21
Accepted Time:
2021-09-23 09:30:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590750 Viridian Therapeutics Inc. VRDN Services-Medical Laboratories (8071) 471187261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686157 L.p. Fund Healthcare Fairmount 2001 Market Street, Suite 2500
Philadelphia PA 19103
Yes No No Yes
1769651 L.p. Ii Fund Healthcare Fairmount 2001 Market Street, Suite 2500
Philadelphia PA 19103
Yes No No Yes
1802528 Fairmount Funds Management Llc 2001 Market Street, Suite 2500
Philadelphia PA 19103
Yes No Yes No
1830382 Fairmount Healthcare Fund Ii Gp Llc 2001 Market Street, Suite 2500
Philadelphia PA 19103
Yes No No Yes
1830383 Fairmount Healthcare Fund Gp Llc 2001 Market Street, Suite 2500
Philadelphia PA 19103
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-21 909,000 $11.00 938,233 No 4 P Indirect Fairmount Healthcare Fund II LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Fairmount Healthcare Fund II LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,859 Indirect Fairmount Healthcare Fund LP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Non-Voting Convertible Preferred Stock $0.00 1,466,673 21,999 Indirect
Common Stock Series A Non-Voting Convertible Preferred Stock $0.00 7,413,171 111,192 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,466,673 21,999 Indirect
7,413,171 111,192 Indirect
Footnotes
  1. Fairmount Funds Management LLC and Fairmount Healthcare Fund GP LLC have voting power and investment power over the shares of Common Stock and Series A Non-Voting Convertible Preferred Stock held by Fairmount Healthcare Fund LP ("Fund I"). They disclaim beneficial ownership of securities held by Fund I for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein.
  2. Fairmount Funds Management LLC and Fairmount Healthcare Fund II GP LLC have voting power and investment power over the shares of Common Stock and Series A Non-Voting Convertible Preferred Stock held by Fairmount Healthcare Fund II LP ("Fund II"). They disclaim beneficial ownership of securities held by Fund II for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein.
  3. Following stockholder approval of the conversion of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock, each share of Series A Non-Voting Convertible Preferred Stock is convertible into shares of Common Stock at any time at the option of the holder thereof, into 66.67 shares of Common Stock, subject to certain limitations, including that a holder of Series A Non-Voting Convertible Preferred Stock is prohibited from converting shares of Series A Non-Voting Convertible Preferred Stock into shares of Common Stock if, as a result of such conversion, such holder, together with its affiliates, would beneficially own more than 19.99% of the total number of shares of Common Stock issued and outstanding immediately after giving effect to such conversion.